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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FLOWERS DAVID J A 12300 LIBERTY BLVD. ENGLEWOOD, CO 80112 |
Senior Vice President |
/s/ David J.A. Flowers | 10/27/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The amount of securities beneficially owned reflects the total holdings as of October 24, 2011. |
(2) | The number of shares reported as held in the reporting person's 401(k) is based on a plan statement from the Plan Administrator for the Issuer's 401(k) Savings Plan dated as of September 30, 2011. |
(3) | On September 23, 2011, the Issuer redeemed each share of its Series A Liberty Capital Common Stock for one share of Liberty Media Corporation's (formerly known as Liberty CapStarz, Inc.) Series A Liberty Capital Common Stock, and each share of its Series A Liberty Starz Common Stock for one share of Liberty Media Corporation's Series A Liberty Starz Common Stock (the "Redemption"). The reported transaction occurred prior to the Redemption. |
(4) | Reflects the reporting person's holdings immediately prior to the Redemption. |
Remarks: The trading symbol for the Issuer's Series A Liberty Capital Common Stock was LCAPA, and for the Issuer's Series A Liberty Starz Common Stock was LSTZA. |