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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Rights | $ 15.25 | 08/14/2012 | J(1) | 2,687 (2) | (3) | 06/01/2014(4) | Series A Liberty Interactive Common Stock | 2,687 | $ 0 | 2,687 | D | ||||
Stock Appreciation Rights | $ 17.2 | 08/14/2012 | J(1) | 2,724 (2) | (3) | 06/01/2015(4) | Series A Liberty Interactive Common Stock | 2,724 | $ 0 | 2,724 | D | ||||
Stock Appreciation Rights | $ 16.66 | 08/14/2012 | J(1) | 2,710 (2) | (3) | 09/09/2013(4) | Series A Liberty Interactive Common Stock | 2,710 | $ 0 | 2,710 | D | ||||
Stock Appreciation Rights - LVNTA | $ 39.74 | 08/14/2012 | A(1) | 134 (2) | (3) | 06/01/2014(4) | Series A Liberty Ventures Common Stock | 134 | $ 0 | 134 | D | ||||
Stock Appreciation Rights - LVNTA | $ 44.82 | 08/14/2012 | A(1) | 134 (2) | (3) | 06/01/2015(4) | Series A Liberty Ventures Common Stock | 134 | $ 0 | 134 | D | ||||
Stock Appreciation Rights - LVNTA | $ 43.4 | 08/14/2012 | A(1) | 134 (2) | (3) | 09/09/2013(4) | Series A Liberty Ventures Common Stock | 134 | $ 0 | 134 | D | ||||
Stock Option (right to buy) - LINTA | $ 16.79 | 08/14/2012 | J(1) | 7,339 (2) | (3) | 05/05/2016(4) | Series A Liberty Interactive Common Stock | 7,339 | $ 0 | 7,339 | D | ||||
Stock Option (right to buy) - LINTA | $ 22.51 | 08/14/2012 | J(1) | 5,560 (2) | (3) | 05/10/2017(4) | Series A Liberty Interactive Common Stock | 5,560 | $ 0 | 5,560 | D | ||||
Stock Option (right to buy) - LINTA | $ 13.9 | 08/14/2012 | J(1) | 11,889 (2) | (5) | 12/15/2018(4) | Series A Liberty Interactive Common Stock | 11,889 | $ 0 | 11,889 | D | ||||
Stock Option (right to buy) - LINTA | $ 2.65 | 08/14/2012 | J(1) | 15,609 (2) | (3) | 12/16/2015(4) | Series A Liberty Interactive Common Stock | 15,609 | $ 0 | 15,609 | D | ||||
Stock Option (right to buy) - LINTA | $ 18.12 | 08/14/2012 | J(1) | 6,169 (2) | (3) | 12/24/2014(4) | Series A Liberty Interactive Common Stock | 6,169 | $ 0 | 6,169 | D | ||||
Stock Option (right to buy) - LVNTA | $ 43.76 | 08/14/2012 | A(1) | 366 (2) | (3) | 05/05/2016(4) | Series A Liberty Ventures Common Stock | 366 | $ 0 | 366 | D | ||||
Stock Option (right to buy) - LVNTA | $ 58.66 | 08/14/2012 | A(1) | 278 (2) | (3) | 05/10/2017(4) | Series A Liberty Ventures Common Stock | 278 | $ 0 | 278 | D | ||||
Stock Option (right to buy) - LVNTA | $ 36.21 | 08/14/2012 | A(1) | 593 (2) | (5) | 12/15/2018(4) | Series A Liberty Ventures Common Stock | 593 | $ 0 | 593 | D | ||||
Stock Option (right to buy) - LVNTA | $ 6.89 | 08/14/2012 | A(1) | 780 (2) | (3) | 12/16/2015(4) | Series A Liberty Ventures Common Stock | 780 | $ 0 | 780 | D | ||||
Stock Option (right to buy) - LVNTA | $ 47.21 | 08/14/2012 | A(1) | 311 (2) | (3) | 12/24/2014(4) | Series A Liberty Ventures Common Stock | 311 | $ 0 | 311 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ROMRELL LARRY E 12300 LIBERTY BOULEVARD ENGLEWOOD, CO 80112 |
X |
Craig Troyer as Attorney-in-Fact for Larry E. Romrell | 08/16/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On August 9, 2012, the Issuer completed a transaction (the "Transaction") whereby it distributed, by means of a dividend, to each holder of its Liberty Interactive common stock (i) 0.05 of a share of the corresponding series of Liberty Ventures common stock for each share of that series of Liberty Interactive common stock held by such holder as of the distribution record date and (ii) 1/3 of a subscription right to purchase one share of Series A Liberty Ventures common stock for each share of Liberty Ventures common stock received by such holder in the distribution. See footnote (2) herein for the continuation of the description of the reported transaction. |
(2) | In connection with the completion of the Transaction, all equity awards held by the Reporting Person with respect to Series A and Series B Liberty Interactive common stock (each an "Original Interactive Award") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the equity awards were granted, such that the Reporting Person received (i) an adjustment to the exercise price or base price, as applicable, and number of shares relating to the Original Interactive Award (as so adjusted, an "Adjusted Interactive Award") and (ii) an equity award relating to shares of the corresponding series of Liberty Ventures common stock (a "Ventures Award"). These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. |
(3) | The derivative security is fully vested. |
(4) | Except as set forth on this Form 4, (i) the terms of the Adjusted Interactive Award will, in all material respects, be the same as those of the corresponding Original Interactive Award and (ii) the terms of the Ventures Award will, in all material respects, be the same as those of the corresponding Original Interactive Award. |
(5) | The options were granted on December 15, 2011, and vest 100% on December 15, 2013. |
Remarks: poaromlic.txt |