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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Option (right to buy) - LINTA | $ 19.255 | 12/16/2013 | M | 100,000 | (4) | 03/19/2020 | Series A Liberty Interactive Common Stock | 100,000 | $ 0 | 430,345 | D | ||||
| Stock Option (right to buy) - LINTA | $ 19.255 | 12/17/2013 | M | 76,781 | (4) | 03/19/2020 | Series A Liberty Interactive Common Stock | 76,781 | $ 0 | 353,564 | D | ||||
| Stock Option (right to buy) - LINTA | $ 19.255 | 12/17/2013 | M | 6,523 | (5) | 12/17/2016 | Series A Liberty Interactive Common Stock | 6,523 | $ 0 | 0 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| SHEAN CHRISTOPHER W 12300 LIBERTY BOULEVARD ENGLEWOOD, CO 80112 |
Senior Vice President and CFO | |||
| /s/ Christopher W. Shean | 12/18/2013 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The price is a weighted average price. These shares were sold in multiple transactions ranging from $27.84 to $27.85, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| (2) | The price is a weighted average price. These shares were sold in multiple transactions ranging from $27.88 to $27.96, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| (3) | The number of shares reported as held in the reporting person's 401(k) is based on a statement from the Plan Administrator dated as of November 30, 2013. |
| (4) | The options, representing a right to purchase 530,345 shares, became exercisable as to 176,781 shares on June 30, 2013. The remainder vest in two equal installments on each of June 30, 2014, and December 31, 2015. |
| (5) | The derivative security is fully vested. |