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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Rights | $ 15.25 | 05/14/2014 | M | 2,687 | (2) | 06/01/2014 | Series A Liberty Interactive Common Stock | 2,687 | $ 0 | 0 | D | ||||
Stock Appreciation Rights - LVNTA | $ 19.87 (3) | 05/14/2014 | M | 268 (3) | (2) | 06/01/2014 | Series A Liberty Ventures Common Stock | 268 (3) | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RAPLEY DAVID E 12300 LIBERTY BOULEVARD ENGLEWOOD, CO 80112 |
X |
/s/ Craig Troyer as Attorney-in-Fact for David E. Rapley | 05/16/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On February 27, 2014, the Issuer declared a stock dividend, payable to all holders of record on April 4, 2014 as of 5:00 p.m. New York City time, of one share of Series A Liberty Ventures Common Stock for each share of Series A Liberty Ventures Common Stock outstanding. As a result, the reporting person received 1,372 shares of Series A Liberty Ventures Common Stock as of April 4, 2014. In addition, prior to the dividend distribution, these holdings were decreased by one share from the Form 4 filed by the reporting person on December 18, 2013, as the result of an accounting reconciliation. |
(2) | The derivative security is fully vested. |
(3) | This stock appreciation right was previously reported as a right for 134 shares of Series A Liberty Ventures Common Stock at a base price of $39.74 per share. The number of shares and the base price of this right were adjusted as of April 4, 2014, as a result of the stock dividend declared by the Issuer on February 27, 2014, and the anti-dilution provisions of the incentive plans under which such right was granted. |