|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MAFFEI GREGORY B 12300 LIBERTY BOULEVARD ENGLEWOOD, CO 80112 |
X | President, CEO |
/s/ Craig Troyer as Attorney-in-Fact for Gregory B. Maffei | 12/28/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price at which the reporting person sold the shares of Series A Liberty Ventures Common Stock ("LVNTA") has been determined in accordance with Rule 16b-6(c)(2) of the Securities Exchange Act of 1934, as amended, because the Series B Liberty Ventures Common Stock ("LVNTB") is a derivative security of LVNTA within the meaning of such rule. See Footnote 3. |
(2) | The price at which the reporting person sold the shares of Series A QVC Group Common Stock ("QVCA") has been determined in accordance with Rule 16b-6(c)(2) of the Securities Exchange Act of 1934, as amended, because the Series B QVC Group Common Stock ("QVCB") is a derivative security of QVCA within the meaning of such rule. See Footnote 6. |
(3) | Each share of LVNTB is convertible, at the holder's election, into one share of LVNTA, at any time for no consideration other than the surrender of the share of LVNTB for each share of LVNTA. |
(4) | The price at which the reporting person acquired the shares of LVNTB has been determined in accordance with Rule 16b-6(c)(2) of the Securities Exchange Act of 1934, as amended, because LVNTB is a derivative security of LVNTA within the meaning of such rule. See Footnote 3. |
(5) | These holdings were decreased by one share from the Form 4 filed by the reporting person on November 8, 2016, as a result of an accounting reconciliation. |
(6) | Each share of QVCB is convertible, at the holder's election, into one share of QVCA, at any time for no consideration other than the surrender of the share of QVCB for each share of QVCA. |
(7) | The price at which the reporting person acquired the shares of QVCB has been determined in accordance with Rule 16b-6(c)(2) of the Securities Exchange Act of 1934, as amended, because QVCB is a derivative security of QVCA within the meaning of such rule. See Footnote 6. |
(8) | The number of shares reported as held in the reporting person's 401(k) is based on a statement from the Plan Administrator dated as of November 30, 2016. |