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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units - LVNTA | (6) | 12/12/2017 | M | 730 | 12/12/2017 | 12/12/2017 | Series A Liberty Ventures Common Stock | 730 | $ 0 | 0 | D | ||||
Restricted Stock Units - QVCA | (7) | 12/12/2017 | M | 4,096 | 12/12/2017 | 12/12/2017 | Series A QVC Group Common Stock | 4,096 | $ 0 | 0 | D | ||||
Restricted Stock Units - QVCA | (7) | 12/12/2017 | A | 3,070 | 12/12/2018 | 12/12/2018 | Series A QVC Group Common Stock | 3,070 | $ 0 | 3,070 | D | ||||
Stock Option (right to buy) - LVNTA | $ 56.96 | 12/12/2017 | A | 2,320 | 12/12/2018 | 12/12/2024 | Series A Liberty Ventures Common Stock | 2,320 | $ 0 | 2,320 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
VADON MARK C 12300 LIBERTY BOULEVARD ENGLEWOOD, CO 80112 |
X |
/s/ Craig Troyer as Attorney-in-Fact for Mark C. Vadon | 12/14/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit converted into one share of Series A Liberty Ventures Common Stock. |
(2) | Includes 193,950 shares previously held indirectly by Lake Tana LLC that were transferred to the reporting person on August 10, 2017. |
(3) | Each restricted stock unit converted into one share of Series A QVC Group Common Stock. |
(4) | The number of shares held indirectly by Lake Tana LLC was decreased by 193,950 shares as a result of a transfer to the reporting person on August 10, 2017. Such shares are now held directly by the reporting person. |
(5) | The reporting person is the manager of Lake Tana LLC and has sole voting and investment power with respect to the shares held by Lake Tana LLC. |
(6) | Each restricted stock unit represents a contingent right to receive one share of Series A Liberty Ventures Common Stock. |
(7) | Each restricted stock unit represents a contingent right to receive one share of Series A QVC Group Common Stock. |