|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units - LVNTA | (1) | 12/29/2017 | A | 680 | 12/12/2018 | 12/12/2018 | Series A Liberty Ventures Common Stock | 680 | $ 0 | 680 | D | ||||
Restricted Stock Units - QVCA | (2) | 12/29/2017 | A(3) | 5,535 | (4) | (5) | Series A QVC Group Common Stock | 5,535 | $ 0 | 5,535 | D | ||||
Restricted Stock Units - QVCA | (2) | 12/29/2017 | A(3) | 3,510 | (4) | (5) | Series A QVC Group Common Stock | 3,510 | $ 0 | 9,045 | D | ||||
Restricted Stock Units - QVCA | (2) | 12/29/2017 | A | 3,070 | 12/12/2018 | 12/12/2018 | Series A QVC Group Common Stock | 3,070 | $ 0 | 3,070 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DIAS FIONA P 12300 LIBERTY BOULEVARD ENGLEWOOD, CO 80112 |
X |
/s/ Craig Troyer as Attorney-in-Fact for Fiona P. Dias | 01/03/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of Series A Liberty Ventures Common Stock. |
(2) | Each restricted stock unit represents a contingent right to receive one share of Series A QVC Group common stock. |
(3) | Pursuant to the terms of the Agreement and Plan of Merger, dated as of July 5, 2017, by and among Liberty Interactive Corporation, a Delaware corporation ("Liberty"), Liberty Horizon, Inc., a direct and wholly owned subsidiary of Liberty, and HSN, Inc., a Delaware corporation ("HSNi"), each deferred stock unit of HSNi's common stock beneficially owned by the reporting person was converted into an award of restricted stock units with respect to 1.65 shares of Liberty's Series A QVC Group common stock. |
(4) | Each restricted stock unit vests upon the reporting person's termination of service to the Issuer's board of directors. |
(5) | Each restricted stock unit expires upon the reporting person's termination of service to the Issuer's board of directors. |